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Which of the following is a responsibility of a municipal bond trader at a brokerage firm? Underwriting new issues Positioning the clients of the firm

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Which of the following is a responsibility of a municipal bond trader at a brokerage firm? Underwriting new issues Positioning the clients of the firm Rating the municipal bonds in the firm's inventory All of the above All of the following are true about the Securities Act of 1934 except: It regulates trades of securities in the primary market It regulates trades of securities in the OTC market It regulates trades of securities in the exchange market It regulates the extension of credit Which of the following is a responsibility of a municipal bond trader at a brokerage firm? Underwriting new issues Positioning the clients of the firm Rating the municipal bonds in the firm's inventory All of the above All of the following are true about the Securities Act of 1934 except: It regulates trades of securities in the primary market It regulates trades of securities in the OTC market It regulates trades of securities in the exchange market It regulates the extension of credit

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