Question
Which of the following is most likely to be confidential employer information that cannot be utilized or disclosed by former employees who have left the
Which of the following is most likely to be confidential employer information that cannot be utilized or disclosed by former employees who have left the firm?
A) The skills and experience employees obtain while employed by their former firm
B) Public information about clients of former employer.
C) Contact information of former clients obtained using the records of a former employer.
Dan and Aaron are both registered for the next offering of the Level III CFA Exam. Dan circulates a rsum stating that he is a candidate for the CFA designation and has passed Level II of the CFA Program. Aaron circulates a rsum stating that he is a CFA II. Which of the following statements is correct?
A) Both Dan and Aaron have violated the Code and Standards.
B) Only Dan has violated the Code and Standards.
C) Only Aaron has violated the Code and Standards.
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