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Which of the following is the most accurate statement concerning members and candidates in accordance with Standard III(A) Loyalty, Prudence and Care? Members and candidates
Which of the following is the most accurate statement concerning members and candidates in accordance with Standard III(A) Loyalty, Prudence and Care? Members and candidates should:
a) Use client brokerage to purchase research reports for the benefits of the firm.
b) Vote proxies in an informed and responsible manner on behalf of the clients, if so requested by the clients.
c) Develop and maintain appropriate records to support their investment analysis.
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