Which of the following items are required on an order ticket? The time the ter A description of the security (stocks, bonds, symbol, and so on) II. Whether the registered rep has discretionary authority over the account IV. The registered rep's identification number Lil and IV LII and IV OLI and M land only QUESTION 19 John Dow and jane Dough who are engaged butunmarried, want to open a new accounts with rights of survivorship Which of the flower should con The agent must refuse to open the account The agent must notify a principal of the firm and a report must first befied with the SEC A principal of the firm should be notified immediately about the account registration so that a report can be filed with FINRA The agent may open the account but should first discuss the rules of a TWRDSaccount with the marned couple QUESTION 20 According to MSRS rules, customer confirmation must include the markup or markdown the maturity date the location of the indenture whether the trade was done on an agency or dealer basis