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Which of the following must be provided if the CFP professional is providing financial advice, but not financial planning? I. Description of services and products
Which of the following must be provided if the CFP professional is providing financial advice, but not financial planning?
I. Description of services and products to be provided
II Information about how the client pays for the products and services.
III. Information about how the CFP professional, the firm, and any related party are compensated for providing products and services.
IV The location of all public websites that reveal the CFP professionals public disciplinary history or any personal or business bankruptcy where the CFP professional was a control person.
V Any other information that is material to the clients decision.
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