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Which one of the following forms is used when companies have filed with the SEC for less than 36 months but are not large enough
Which one of the following forms is used when companies have filed with the SEC for less than 36 months but are not large enough to file form S-3? Multiple Choice What is shelf registration? Multiple Choice 0 A procedure that all A procedure that allows the sale of securities to a small group of knowledgeable investors without any general solicitation. 0 A procedure that allows large companies to register securities with the SEC and then sell them over a period of two years without registering again within that period. 0 A method of filing Form 10-K with the SEC. 0 The registration of mutual funds that engage in investing and trading securities, The registration of securities issued in connection with business combination transactions. The prospectus part of a registration contains all except which of the following? Multiple Choice Financial statements for the issuing company audited by an independent CPA along with appropriate supplementary data. An explanation of the intended use of the proceeds to be generated by the sale of the new securities. A description of the risks associated with the securities. A description of the business and the properties owned by the company. Additional data concerning expenses of issuance
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