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Which suitability obligation requires a broker-dealer who has control over a cus- tomer account to have a reasonable basis to believe that a series of

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Which suitability obligation requires a broker-dealer who has control over a cus- tomer account to have a reasonable basis to believe that a series of recommended securities transactions is not excessive? A. Firm-specific suitability obligation B. Customer-specific suitability obligation C. Quantitative suitability obligation D. Reasonable-basis suitability obligation

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