Two important securities laws are the Securities Act of 1933 and the Securities Exchange Act of 1934.

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Two important securities laws are the Securities Act of 1933 and the Securities Exchange Act of 1934. Learn more about these acts and others (e.g., Sarbanes-

Oxley Act of 2002), as well as the activities of the Securities and Exchange Commission, by going to www.sec.gov. At the site, go to “Site Map” and click on “Laws and Regulations” and then “Securities Act of 1933,” “Securities Exchange Act of 1934,” and “Sarbanes-Oxley Act of 2002.” As part of the 1933 and 1934 securities acts, traded companies are required to submit quarterly and annual financial statements. These statements can be found at the SEC site by going to “Site Map” and “Filings and Forms.” Select a company and then look up its reported financial statements.

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