The Securities and Exchange Commission The company you work for is growing rapidly and the owner is considering issuing stock to raise more equity capital. The owner is willing to hire professionals to help in the process but would like a general idea of the requirements that will need to be met when the company registers with the SEC.

You have been asked to provide information about each of the following:

a. The SEC forms that normally must be filed.

b. Which of the financial statements must be audited.

c. Nonfinancial information required in management’s discussion and analysis.

d. Two examples of the types of information that must be provided in addition to the financial statements when an initial registration statement is filed.