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1. What is the role of Administrative Agencies? 2. What are purposes of the Administrative Agency? 3. What are the Agency types and functions? 4.

1. What is the role of Administrative Agencies? 2. What are purposes of the Administrative Agency? 3. What are the Agency types and functions? 4. Explain the rulemaking (legislative) function of Administrative Agencies? 5. Explain the enforcement function of Administrative Agencies? 6. Explain the Adjudicatory function of Administrative Agencies? 7. What is Judicial Review of Administrative Agencies? 8. What are the two main pieces of federal legislation for the regulation of securities? 9. The 1933 Act covers the initial sale of securities and the 1934 covers the secondary transfer of securities. Explain? 10. What additional securities regulation existed

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