Question
23.The following are OTC (over the counter) markets: Select one: to. AMEX, NYSE and CBOE b. NYSE, NASDAQ and CBOE c. TSE, NASDAQ and US
23.The following are OTC (over the counter) markets: Select one: to. AMEX, NYSE and CBOE b. NYSE, NASDAQ and CBOE c. TSE, NASDAQ and US Treasury Bonds d. NASDAQ, FOREX, US Treasury Bonds
24. Regulates financial markets for existing financial instruments (securities) (secondary market) and registration requirements for BDs, BD employees and exchanges. Select one: to. Securities Exchange Commission of 1934 b. Securities Exchange Act of 1933 c. Securities Investors Protection Act (SIPA) d. Securities Fraud Enforcement Act of 1934
25.Requires financial instruments (securities) to be registered before being sold to the public in the markets Select one: to. Securities Exchange Commission of 1934 b. Securities Exchange Act of 1933 c. Securities Investors Protection Act (SIPA) d. Securities Fraud Enforcement Act of 1934
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