3. List the types of disclosure forms required by the SEC and explain what information is contained in each form.

4. List changes that have occurred within financial markets regulation as a result of the passage of the Sarbanes-Oxley Act of 2002.

5. What is/are the difference(s) between simple interest and compound interest?

6. What is the difference between the nominal interest rate and the effective interest rate?

7. Why does an annuity due have a greater future value than a regular annuity all things being equal?