4G . 4 4:32 III Courses Take Test: HW8 QUESTION 1 New issues from a firm whose debt or equity is already traded are called O A. none of the choices B. private placement OC. initial public offerings (IPO) OD. Public offerings OE. seasoned security offerings 1 points Save Answer QUESTION 2 Click Save and submit to save and submit. Click Save All Anstone to me all me Save All Answers Save and Submit Ims.ksu.edu.sa 4G .. 4 4:32 Courses Take Test: HW8 QUESTION 2 Which of the following services do securities firms not provide? O A. securities firms provide all of these services OB. advising OC origination OD. distribution of stock E. underwriting stock 1 points Save Answer QUESTION 3 Click Save and submit to see and submit. Click Save All Alsters to see all me Save All Answers Save and Submit Ims.ksu.edu.sa 4G .. 4 4:32 Courses Take Test: HW8 1 points Save Answer QUESTION 3 One of the main functions of securities firms is raising capital for corporations. True False 1 points Save Answer QUESTION 4 Investment banks focus on brokerage firms focus on market services: market services Cacondane nriman Click Save and submit to and submit. Click Save All Anstellen Save All Answers Save and Submit Ims.ksu.edu.sa 4G .. 4 4:32 III Courses Take Test: HW8 1 points Save Answer QUESTION 4 Investment banks focus on brokerage firms focus on market services: market services. A secondary, primary OB. primary, secondary OC. none of the choices D. secondary, secondary O E. primary: primary 1 points Save Answer Click Save and submit to me and submit. Click Save All Anstoere to see all neem Save All Answers Save and Submit Ims ns.ksu.edu.sa 4G :: 4 4:32 Courses Take Test: HW8 1 points Save Answer QUESTION 5 "Stock offerings are normally based on a firm commitment, whereby the securities firm does not guarantee a price to the issuing corporation." True False 1 points Save Answer QUESTION 6 is a professionally managed non of money Click Save and submit to save and submit. Click Save All Anstone to me all me Save All Answers Save and Submit Ims.ksu.edu.sa 4G :: 4 4:32 Courses Take Test: HW8 1 points Save Answer QUESTION 6 is a professionally managed pool of money used to finance new (start-up) and often high-risk firms. OA. Investment banking B. financial services holding companies. C. Venture Capital OD. none of the choices O E. Broker-dealers 1 points Save Answer Click Save and submit to save and submit. Click Save All Anstone to me all me Save All Answers Save and Submit Ims.ksu.edu.sa 4G :: 4 4:32 Courses Take Test: HW8 1 points Save Answer QUESTION 7 "In a a firm places its entire issue of new securities to one or a few large institutional investors." O A. none of the choices OB. shelf registration agreement OC market placement D. private placement E. public placement 1 points Save Answer Click Save and Submit to save and submit. Click Save All Anstoets to sell am Save All Answers Save and Submit Ims.ksu.edu.sa 4G 4 4:32 Courses Take Test: HW8 1 points Save Answer QUESTION 8 Which of the following is not a major function of the Securities industry? O A decisions regarding open market operations B. none of the choices Oc brokerage OD. raising new capital O E. underwriting 1 points Save Answer Click Save and submit to me and submit. Click Save All Anstoere to see all neem Save All Answers Save and Submit Ims.ksu.edu.sa 4G :: 14:33 Courses Take Test: HW8 1 points Save Answer QUESTION 9 The size of the securities industry is usually measured by A. total asset OB. the influence of the company Oc. none of the choices OD. the equity capital E. total asset and equity 1 points Save Answer Click Save and submit to save and submit. Click Save All Answers to tell me Save All Answers Save and Submit Ims.ksu.edu.sa 4G :: 14:33 Courses Take Test: HW8 1 points Save Answer QUESTION 10 The _regulates the issuance of securities. A none of the choices OB. National Association of Securities Dealers OC. Securities Investor Protection Corporation OD. Securities and Exchange Commission E. Federal Reserve Board 1 points Save Answer Click Save and submit to save and submit. Click Save All Ansters to see all came Save All Answers Save and Submit Ims.ksu.edu.sa
