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5- Which of these would be an Act Discreditable to the profession by you under the Code of Professional Conduct? Withholding audit work papers which

5- Which of these would be an Act Discreditable to the profession by you under the Code of

Professional Conduct?

  1. Withholding audit work papers which contain data , to which the client has no other access, from a successor auditor where you have not been paid for the prior years audit
  2. Being sued for ordinary negligence by your audit client and losing
  3. Making a clerical error on your tax clients tax return and not informing the corresponding government agency
  4. Calling the President a limelight seeking coward
  5. None of these

______ 6-Which two of the following elements are member-adopted sections of the Code:

  1. Principles
  2. Ethical Rulings
  3. Interpretations
  4. Rules of Conduct

__b___ 7- Which ethical principle states that members should honor the public trust and Integrity

Demonstrate a commitment to professionalism?

  1. Integrity
  2. Public Interest
  3. Due Care
  4. Responsibilities

______ 8- Which of the following is subject to enforcement under the Rules of Conduct?

  1. Independence in Fact
  2. Independence in Appearance

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