Question
As an investor, I have been burned in the past due to some unethical behavior by my investment advisor and brokerdealer. As a wealthy investor,
As an investor, I have been burned in the past due to some unethical behavior by my investment advisor and brokerdealer. As a wealthy investor, I have influence with some key policymakers in Washington DC. I have been quite interested in the regulatory considerations as they pertain to my investments in the financial markets. I privately take you aside to get your perspective on this
QUESTION 1)What should be the role of regulation in financial markets?
Q2)What are the implications of financial regulation? and any effects legislation would have on the financial market?
BRIEFLY ANSWER THE QUESTIONS AND MENTION ATLEAST TWO FINANCIAL REGULATIONS.
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the role of regulation in financial markets and the implications of financial regulation However please note that the field of finance and regulation is complex and specific regulations may vary acros...
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Human Resource Management
Authors: Lloyd Byars, Leslie Rue
10th Edition
73530557, 978-0071220668, 71220666, 978-0073530550
