Complete the following activities:

Examine legal context of financial services work:

The first part of this assessment requires you to develop a report to discuss with the General Manager at a meeting. Your report should include a review of:

Sources of information that can be used to identify information about compliance requirements relevant to the company. You should identify at least three sources of information,

Legislation and regulations that impact on advertising and promoting the business.

Implications of the legislation and regulations you have identified for advertising and promoting the business.

Compliance requirements that relate to your role as an Account Officer

Analysis of the impact of the new qualification requirements for financial planners.

Use Legislation Report Template to guide your report.