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Day-to-day trading practices of securities firms currently may be regulated by which of the following? 1. FINRA II. SEC III. Federal Reserve IV. SIPC Select

Day-to-day trading practices of securities firms currently may be regulated by which of the following? 1. FINRA II. SEC III. Federal Reserve IV. SIPC Select one: O a. Tonly O b. ll only OC. I and II only Od. I and Ill only Oe. I and IV only

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