Due to business cutbacks, Randall is laid off from his back-office job with Alliance Investments. Two months later, he lands a similar job with another brokerage. Which of the following actions is Alliance Investments required to take following his termination and reemployment? State the reason for Randall's termination on its Form U4 filing with FINRA Send Randall a copy of Form U5 within 30 days of his termination Send Randall's new employer a copy of Form U4 within two days of his hiring File a Form U-4 with FINRA within 30 days of Randall's termination As a Christmas present, it would be a violation of FINRA rules for an analyst to give which of the following gifts? Mouse pad with the logo of the analyst's firm $149 iPod to the account rep for a research firm frequently used by the analyst $45 bottle of Merlot to the CFO of an issuer that the analyst follows $25 gift certificate to a local restaurant