For many years, Samuel has been employed as a financial advisor at a leading brokerage firm where he conducts suitability reviews and makes investment recommendations for his clients. He recently obtained his CFP certification and has just signed an agreement with Thomas, a new client, for a comprehensive financial plan. According to the Code and Standards, which of the following represent an additional requirement for Samuel in his engagement with Thomas compared with his other clients, to whom he provides financial advice but not financial planning?

Samuel should provide, orally or in writing, a list of any actual or potential conflicts of interest.

Samuel must provide the terms of engagement in writing.

Samuel must disclose any public discipline or bankruptcy.

Samuel must provide Thomas with information regarding how Samuel and his firm are compensated.