Help me please!

Chloe has her own ofce where she generates investment advice for companies. She is compensated for her advice. Which of the following is false? l 7' Chloe does have to be a registered adviser even if she only advises for one company. Cl Chloe does not have to be a registered adviser if she doesn't have authority to make investment choices for her clients. Cl Chloe does not have to be a registered adviser if all of her clients are in the same state as her office. U Chloe does have to be a registered adviser even if she only publishes informational analyses and reports concerning specific investments. Kathleen works for an accounting rm, Securate, as an auditor. Kathleen's rm provides many services including auditing services, investment consulting, and tax assistance. Kathleen is l working on an audit for a company that Securate also does consulting for. Which of the following is true? Cl Kathleen may assist in consulting services for the company without restriction. Cl Kathleen may assist in consulting services for the company as long as she makes notice ofa conflict of interest. U Kathleen may not assist in consulting for the company. 0 Kathleen may not assist in consulting services for the company unless she is an officer in the company. Bekah is an adviser for the company Vicoltech, which deals heavily in investments. Bekah also advises several other clients in her state, but no clients outside of her state. Before the Dodd l Frank Act was passed, Bekah was exempt from registration and reporting requirements with the SEC. When the DoddFrank Act was passed: Cl Indeterminable with current information Cl Bekah was still exempt from the SEC's reporting requirements. U Bekah was required to begin reporting information to the SEC. 0 Bekah was required to register with the SEC, but not required to report information to the SEC