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If an employee of a broker - dealer wants to open a brokerage account at another member firm, the employee's obligation is to: A Obtain
If an employee of a brokerdealer wants to open a brokerage account at
another member firm, the employee's obligation is to:
A
Obtain her employing firm's prior written consent and provide written notification to the executing firm
B
Obtain her employing firm's prior written consent and provide verbal notification to the executing firm
Obtain her employing firm's written consent and its prior written consent for each order
Obtain her employing firm's prior written consent and provide written notification to the executing firm by no later than
days after the account is opened
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