Question
In order to explore ethical issues relevant to financial services sector, you are required to write a case study that explores one ethical problem that
In order to explore ethical issues relevant to financial services sector, you are required to write a case study that explores one ethical problem that needs to be considered and
addressed as part of your project. This could include issues such as but not limited to:
Conflict of Interest
Unethical Sales Practices
Ethical issues in Credit Cards and Mortgage Lending
Fairness in Markets
Insider Trading
Hostile Takeovers
Financial Engineering
Risk Management
Ethics of Bankruptcy
Whistleblowing
Ethical issues in insurance industry
Fraud Committed by Insured
Insurance Agent Misconduct
Usurious practices
Speculative banking
Financing arms manufacturing and trade
Financing and supporting totalitarian regimes
Financing of companies with little or no commitment to social responsibility
Ecological Impact
Financing, donations, and sponsorships contrary to the good of the family
Involvement in social enterprise.
Misconduct by insurance companies
Find a recent story/issue that relates to an ethical issue, and use the facts from the article
4. Dilemma Summary:
a. identify the parties involved, their rights, their responsibilities
b. Identify the significant ethical issues of the case.
c. Identify the relevant factual issues, conceptual issues, social constraints, and any
additional information necessary for an accurate understanding of the case
d. Formulate possible courses of action and evaluate the strengths and weaknesses of
those action
e. Indicate which course of action you would choose, and why, provide your own
opinions. "Use your facts/sources to convince me of your ethical point of view".
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