Question
Just give me correct answers no need to explain them please do it professionally The applicable provincial securities commission must be informed of any disciplinary
Just give me correct answers no need to explain them please do it professionally
The applicable provincial securities commission must be informed of any disciplinary action or criminal charges laid against a licensed MFR within how many days? a, 10 b. 5 . 30 d. 3
The IPC protects against: a. The default of mutual fund issuers b. Unsuitable investment recommendations by its members c. Market declines of investors d. The solvency of its membership
Amber received funds from her father's estate with instructions that she should invest them in trust for her own daughter, Lily, who is 3. According to her father's will, Lilly is to receive these funds when she turns 18, and will be able to do what she pleases with the money. Amber proceeds in opening the investment and identifying a timeline of 10+ years. She would record the 'source of the funds' and the 'intended use' on the account as: a. Source of funds = inheritance Intended use = unknown b. Source of funds = unknown Intended use = unknown c. Source of funds = inheritance Intended use = education d. Source of funds = inheritance Intended use = inheritance
The applicable provincial securities commission must be informed of the change of name or address of a licensed MFR within how many days? a. 10 b. 5 . 3 d. 30
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