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Please answer these: nvestment Risk Tolerance is defined by the investor's: a. Tax filing status---single, head of household, married filing jointly, qualfied surving spouse b.

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image text in transcribedimage text in transcribedimage text in transcribedimage text in transcribedimage text in transcribed nvestment Risk Tolerance is defined by the investor's: a. Tax filing status---single, head of household, married filing jointly, qualfied surving spouse b. Financial situation and emotional willingness to assume the risk of possible loss of principal invested c. Marginal income tax bracket d. Credit utlitization ratio Refundable tax credits can result in a tax filer receiving a tax refund, even if he or she paid little or no income tax for the year True False Investment representatives are held to which standard of customer care? a. Suitability---their recommendations to clients must be suitable to their investment objectives and financial situation b. Sustainability---they must ensure that their practices do not harm the environment c. Equality---they must treat their clients all the same way d. Fiduciary---they must put the needs of their clients before their own interests QUESTION 29 Certified Financial Planners TM and Registered Investment Advisors are held to which standard of customer care? a. Suitability--their recommendations to their clients must be suitable to the objectives and financial situations of their clients b. Fiduciary--they must always put the interests of their clients before their own c. Equality--they must treat all of their clients the same d. Sustainability---they must ensure that their practices do not harm the environment Growth, Value and Blend refer to: a. The "style" of a mutual fund b. The investment objective of a mutual fund c. The sectors that the mutual fund invests in d. The expense ratio of a mutual fund A can help you understand your current financial situation by listing your assets and liabilities. a. Cash flow statement b. Income statement c. Monthly budget d. Net worth statement

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