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please do not copy paste the step bu step anseers. you might think they are smae but questions and asnwer choices are different!!

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number1

Which is not an element of the AICPAS general standard rule?

A.engagements are adequately planned and supervised

B.professional responsibilities are discharged to the best of ones ability

C.attest and neonates personnel are fairly compensated

D. sufficient relevant data is gathered to support conclusion

number2

Which statement best describe the act discreditable rule?

A.the rule applies to all AICPA members relate to conduct that diminishes the accounting professions reputation

B.the rule apples primarily to members in public practice who embezzle their clients money

C.violation of the rule must be disclosed to all of the members future client and employers

D. a member is not in violation of this rule if the conduct was the result of an overly heavy workload

number3

Which is an engagement that I would require an auditor to apply the GAO independence rules?

A.control assessment

B.financial audit

C.consulting engagement

D. external peer review

number4

Which is not and element of applying the GAOs conceptual framework?

A.identify threats to independence

B.apply judgement to determine whether to apply framework

C.evaluate threats, individually and conbined

D. apply safeguards to reduce or eliminate threats to independence

number5

An auditor would find the official DOL independence rules in

A.an interpretation in the AICPA code of professional conduct

B.an interpretive bulletin

C.a securities and exchange commission rule

D. a series of frequently asked questions

number6

At which level or levels should the GAOs conceptual framework be applied?

A.Firm only

B.Firm and auditor only

C.Firm and engagement team only

D. Firm, auditor, engagement team

number7

An audit firm is engaged to audit a future commissions merchant. Which independence rules apply to this engagement?

A.PCAOB and SEC independence rules, whether client is publicly traded or not

B.PCAOB independence rules that apply to audits of broker dealers that are not issues of securities

C.AICPA independence rules only

D. SEC independence rules only

number8

A tax client asks Elena to preform tax compliance services. Which statement best describes an activity that would illustrate the application od due professional care under the AICPA code of professional conduct?

A.Ellen will apply to be an IRS enrolled agent

B.Ellen will review any prior year tax returns

C.Ellen will have a written agreement for this engagement

D. Ellen will charge the client on a continent basis

number9

Den owes J, CPAs $25k for previously rendered tax and consulting services. The fees have been outstanding for more than one year and are significant to J. Den asked J to preform this years audit but is unable to pay the fee prior to release of the audit report. Which threats to compliance with AICPA independence rules apply in this situation?

A. undue influence and advocacy threat

B.familiarity and adverse interest threat

C. Self bias and objectivity threat

D.Self review and management participation threat

number10

Bee corp, a small public company, merged with a privately held audit client of Black company. Bee wishes to engage Black to audit the combined company, which will file reports with SEC. From an independence perspective, what impact will the merger have respect t the audit of the combined company?

A. Black will need to apply the conceptual framework approach

B.Black will need to preform a regulatory compliance review

C.Black will need to request permission from the SEC to preform the audit

D. Black will need to comply with the SEC independence rule

number11

Which statement best describes the National association of Insurance Commissions model audit rule (MAR)?

A.The MAR includes rules that apply to both auditors and attorneys

B.The MAR incorporates certain GAO independence rules

C.The MAR incorporate certain SEC independence rules

D. THhe MAR adopts the AICPA Code of prefessional conduct by reference