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Question 12 2 pts The following Federal and State securities regulatory objectives are matched with its corresponding Securities Laws: Regulate the offerings and sales of
Question 12 2 pts The following Federal and State securities regulatory objectives are matched with its corresponding Securities Laws: Regulate the offerings and sales of securities = Securities Act of 1933 and State Blue-sky Laws Regulate the trading of securities = Investment Company Act of 1940 Regulate investment companies (including professional venture capital firms) = Securities and Exchange Act of 1934 Regulate investment advisers (including investment banking firms) = Investment Advisers Act of 1940 Stimulate the initiation, growth and development of small business companies = Jumpstart Our Business Startups Act of 2012 o e a 37
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