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QUESTION 53 Which of the following are exempt transactions? 1. Private placements II. Securities issued by the U.S. government III. Municipal bonds IV. Intrastate offerings

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QUESTION 53 Which of the following are exempt transactions? 1. Private placements II. Securities issued by the U.S. government III. Municipal bonds IV. Intrastate offerings land IV 1, II, III, and IV Il and I II, III, and IV QUESTION 54 Which of the following individuals who work for a brokerage firm must be fingerprinted? Principals People who handle cash or certificates Registered representatives All provided answers are correct

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