QUESTION 7 1.612 when the issuer assumes the risk for any shares the underwriters cannot sell, the underwriting is known as a underwriting. O pro-rata O best efforts O partial O firm commitment Dutch auction 1.6129 QUESTION 8 A securities dealer is a(n): O trader who buys and sells from his or her inventory D firm which charges a commission for arranging a transaction. D intermediary who arranges trades between a buyer and a seller. D trader who transacts business on behalf of a securities issuer. D) person who buys securities for his or her own account on an exchange floor. Save All Answe cik savw and Sutbmait to scque and submil Cck Se A Ansots to paw all ansuocer 24