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Registered principal Jane has just received a recommendation from Charlotte for the purchase of a deferred variable annuity for Charlotte's client, William. Under Rule 2
Registered principal Jane has just received a recommendation from Charlotte for the purchase of a deferred variable annuity for Charlotte's client, William. Under Rule Jane must
A call the client to review the answers to the questions to be certain that they are accurately recorded
B complete the review and approval process within days
C send the check and the application to the insurer who issues the product immediately while she reviews the recommendation
D review the documentation and decide whether or not to approve the transaction
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