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Think about the reason for the need for regulatory compliance and illustrate, through the use of examples, how activities connected to understanding and addressing behaviours,

Think about the reason for the need for regulatory compliance and illustrate, through the use of examples, how activities connected to understanding and addressing behaviours, rather than emphasising only on regulations and procedures can support execution of these within a regulated firm.

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Reason for Regulatory Compliance Regulatory compliance is essential for several reasons including 1 Legal Obligations Adherence to regulations ensures that a firm operates within the legal framework a... blur-text-image

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