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You work on an audit engagement team. Your spouse previously worked for the audit client and still holds shares in the entity. No, because immediate

You work on an audit engagement team. Your spouse previously worked for the audit client and still holds shares in the entity. No, because immediate family members of covered persons may not hold a direct investment in a restricted entity. Yes, because they were awarded while your spouse was employed there. Yes, because they are immaterial to your net worth. It depends on how long ago the shares were awarded or obtained.

No, because immediate family members of covered persons may not hold a direct investment in a restricted entity.

Yes, because they were awarded while your spouse was employed there.

Yes, because they are immaterial to your net worth.

It depends on how long ago the shares were awarded or obtained

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