1. Which of the following are examples of security issuing: I) Crowdfunding; II) Private Equity and Venture Capital; III) Initial Public Offering (IPO); IV) Seasoned Equity Offering

a. I and II only

b. I, II, and III only

c. I, II, III, and IV

d. II, III and IV only

2. Which of the following is True?

a. Debt holders and Equity holders share identical payoffs based on firm value

b. Debt holders receive interest payments when the firm is not in financial distress c. Equity holders always receive dividends

d. All of the above

3. Which of the following is/are benefit(s) of Staged Financing: (I) Strategic flexibility for investment and financing; (II) Reducing risk and uncertainty; (III) Monitoring and reducing information asymmetry

a. I only

b. I and II only

c. I, II, and III

d. I and III only

4. Based on the important framework of firm-cycle and corporate financial management, which of the following is most subject to information asymmetry problem?

a. Pre-IPO startup firm

b. Post-IPO Mature firm

c. IPO firm

d. Post-IPO growth firm

5. Corporate financing methods include: (I) Internal fund; (II) Debt; (III) Equity

a. II and III only

b. I, II, and III

c. I only

d. I and III only

6. Which of the following is an example of Primary Market?

a. Institutional investors sell GME stocks to retail investors

b. Institutional investors sell AMC stocks to retail investors

c. Institutional investors buy BBBY stocks from other institutional investors

d. Institutional investors acquire stocks directly issued by HOOD

7. Which of the following is an example of Secondary Market?

a. Institutional investors sell AAPL stocks to other institutional investors

b. Institutional investors purchase AMZN stocks from retail investors

c. Institutional investors sell NVDA stocks to retail investors

d. All of the above