Question
As per IIROC rules, whenever a conflict of interest might arise between a registered representative and a client, it can be addressed the following ways
As per IIROC rules, whenever a conflict of interest might arise between a registered representative and a client, it can be addressed the following ways except:
Select one:
a.disclosing the conflict
b.avoiding the conflict
c.controlling the conflict
d.hiding the conflict
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The Legal And Regulatory Environment Of Business
Authors: Marisa Anne Pagnattaro, Daniel R. Cahoy, Julie Manning Magid, O. Lee Reed, Peter J. Shedd
18th Edition
1259917126, 1259917127, 978-1259917127
